Securities Borrowing and Lending (SBL)
is borrowing and lending service between the lender and the borrower with agreement.
allow the lender to create a return enhancement with an over collateralised while the borrower can do short-selling for both hedging and speculative purposes.
Who are our clients?
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Institutional Clients
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 Stock Borrower/ Stock Lender
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Please contact us via 02-658-8921 and 02-658-8927
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Retail Clients
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Stock Borrower
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For more information click
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Stock Lender
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Please contact us via 02-658-8921 and 02-658-8927
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What kind of securities can be borrowed?
ordinary shares which are the constituents of SET100 Index.
ETF investment units
Securities used in calculation of the underlying index or underlying securities of ETF
ordinary shares having 3-month average market capitalization of not less than Baht 5,000 Million
Retail clients who want to borrow stock to do.
Account Opening
Credit Balance Account (CB)
SBL Account
Borrowing Period
Not more than 1 year
Min. Loan Value Size
500,000 Baht/Deal (Loan value calculated form previous close price)
Corporate Actions
XD : KGI will inform client to return shares before XD date. if client doesn’t want to return, client is obligated to compensate the full dividend amount to KGI.
XM : KGI may recall shares from client by giving an advanced notice.
XR : KGI may recall shares from client by giving an advanced notice.
Questions and Answers
What are the benefits of short selling?
- Expand the investment alternatives to make money in the down trend.
- Diversify the investment portfolio.
- Allow investors to do more advanced strategies such as pair trade, arbitrage, and so on
Why does client borrow stocks from KGI?
- KGI can offer a variety of shares with the sizable supply of more than 5 billion baht.
- KGI’s supply are mostly from institutions so the risk of share recalling is minimal.
How can access for more short-selling information?
- Available in SET website click
If I have the stocks in my portfolio, can I use those stocks as collateral for SBL?
- The stocks can be used as a collateral in CB account. The margin calculation is based on Company Announcement.
For more information, Please contact
Tel.
: 02-658-8921 and 27
What is an ETF?
ETF is an open-end fund listed on the Stock Exchange of Thailand (SET). An ETF can be traded as easily as a stock. ETFs may track many types of underlying asset such as SET50 Index ETF, SET100 Index ETF, and Gold ETF.
For more information or request for Biglot price,
Please contact via 02-658-8933
For all Institutional Investors :
Dealer team Please contact us directly.
- Buying an equity ETF is like buying the shares of many listed companies in a single transaction. ETFs diversify risk by investing in a large number of underlying assets. For example the TDEX invests in 50 of the leading companies in Thailand covering sectors such as; Energy & Utilities, Banking, Construction Materials, Information & Communication, Technology, Transportation & Logistics, etc.
- ETFs can be traded real time via any broker, just the same as trading stocks.
- Investors may use the Intraday Indicative Value (IIV) of an ETF to estimate its fair price. The IIV is an estimate of the real value of an ETF and is updated every 15 seconds by the Fund Manager.
Investors receive return on ETF through;
- Capital gain: Investors may receive a capital gain from the increase in the price of an ETF, this will correspond to the increase in the underlying index.
- Dividend: Investors may receive dividend whereby such dividend payment will not cause the fund to have an increase in accumulated loss in the interim accounting period.
| Difference |
ETF |
Index Fund |
| Trading price information |
Continuous pricing |
Day end pricing |
| Trading Channel |
Brokers |
Asset Management Company & Selling Agent |
| Management fee |
Low (~0.40 – 0.55 % p.a.) |
Low – Medium (~0.55 - 0.70 % p.a.) |
Investors can invest in ETF through;
1. Trading on the SET
ETFs are normal securities listed on the SET and therefore trade like other stocks. Investors may trade ETF through any broker.
2. Put-through
For investors who want to buy / sell ETFs in large volume of 1 Creation Unit (CU) or more at a time, the buyer and seller agree the price with KGI and book the transaction as a Put-through trade.
3. Creation/ Redemption
For investors who want to create 1 CU or more, the investor must provide the underlying stocks in the ETF and cash balance as announced daily by Fund Manager. (Portfolio Depository File: PDF)
For investors who want to redeem 1 CU or more, the investor will receive the underlying stocks in the ETF and cash as announced daily by Fund Manager. (PDF)
TDEX : ThaiDEX SET50 ETF
The Stock Exchange of Thailand (SET) chose the following firms to set up the first Equity ETF in Thailand, ThaiDEX SET50 ETF or TDEX.
- The Stock Exchange of Thailand
- FTSE Group
- One Asset Management Limited (One AM)
- KGI Securities and other 5 Brokerage firms
The fund will invest in the SET50 constituent stocks weighted by Market Capitalisation which began trading on the SET on 6 September 2007.
TDEX Information
| Fund Name |
ThaiDEX SET50 Exchange Traded Fund : TDEX
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| Underlying |
SET50 Index |
| Fund Manager |
One Asset Management Limited (One AM) |
| Market Maker |
KGI Securities (Thailand) ,PCL |
| Participating Dealers |
KGI Securities (Thailand) ,PCL |
| No. Of Unit per 1 CU |
1,000,000 Units |
| Realtime iNAV |
https://marketdata.set.or.th |
| Further Information of TDEX |
https://www.one-asset.com |
For more information or request for Biglot price, Please contact via 02-658-8933
For Institutional Investors : Please contact us directly.
More Information
TH100 (ThaiDEX SET100 ETF)
ThaiDEX SET100 ETF or TH100 is the result of collaboration between
- The Stock Exchange of Thailand (SET)
- One Asset Management Limited (One AM)
- KGI Securities (Thailand), PCL
TH100 is the Equity ETF to be launched in Thailand. The fund will invest in the SET100 constituent stocks weighted by Market Capitalisation which began trading on the SET on 21 February 2013.
TH100 Information
Fund Name
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ThaiDEX SET100 Exchange Traded Fund : TH100 |
Underlying
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SET100 Index |
Fund Manager
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One Asset Management Limited (One AM) |
Market Maker
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KGI Securities (Thailand), PCL |
Participating Dealers
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KGI Securities (Thailand), PCL |
No. Of Units per CU
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1,000,000 Units |
Realtime iNAV
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https://marketdata.set.or.th |
Further Information of TH100
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https://www.one-asset.com |
For more information or request for Biglot price, Please contact via 02-658-8933
For Institutional Investors : Please contact us directly.
More Information
1DIV : ThaiDEX SET High Dividend ETF
ThaiDEX SET High Dividend ETF : 1DIV is the result of collaboration between
- The Stock Exchange of Thailand (SET)
- One Asset Management Limited (One AM)
- KGI Securities (Thailand)
1DIV is the 5th fund of Equity ETF of Thailand which consists of securities that have high market capitalisation, high liquidity constantly and high dividend continuously. 1DIV began trading on the SET on 16 August 2011.
1DIV Information
| Fund Name |
ThaiDEX SET High Dividend Exchange Traded Fund : 1DIV
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| Underlying |
SET High Dividend 30 Index (SETHD) |
| Fund Manager |
One Asset Management Limited (One AM) |
| Market Maker |
KGI Securities (Thailand), PCL |
| Participating Dealers |
KGI Securities (Thailand), PCL |
| No. Of Units per CU |
1,000,000 Units |
| Realtime iNAV |
https://marketdata.set.or.th |
| Further Information of 1DIV |
https://www.one-asset.com |
For more information or request for Biglot price, Please contact via 02-658-8933
For Institutional Investors : Please contact us directly.
More Information
KTAM SET50 ETF Tracker (ESET50)
ESET50 Information
| Fund Name |
KTAM SET50 ETF Tracker (ESET50) |
| Underlying |
SET50 Total Return Index |
| Fund Manager |
Krungthai Asset Management Public Company Limited |
| Market Maker |
KGI Securities (Thailand), PCL |
| Participating Dealers |
KGI Securities (Thailand), PCL |
| Investment Policy |
The fund adopts a Passive Management Strategy and mainly invests in constituents of the SET50 Index averaging at least 80% of NAV during the accounting year, which may also include securities that are pending inclusion or removal from the SET50 Index |
| No. Of Units per CU |
1,600,000 Units |
| Realtime iNAV |
https://marketdata.set.or.th |
| Further Information of ESET50 |
https://www.ktam.co.th |
For more information or request for Biglot price, Please contact via 02-658-8933
For Institutional Investors : Please contact us directly.
More Information
OTC (over-the-counter)
is the first broker in Thailand providing over- the- counter (OTC) derivatives product since 2004. We have been accepted to be the leader for our innovation to increase more investment channels; we have spent more than 10 years which the major shareholder, the KGI Group has also helped by transferring knowledge and technology to the Company . KGI Equity Derivatives provides innovative equity-based solutions to meet clients’ needs. With our sales and trading, we are committed to develop customized products with specific emphasis on Thai market. Moreover, we offer attractive pricing and fast execution for all structures.
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Equity Forward
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Equity Options
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Equity Swaps
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Contract for Differences (CfD)
